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	<title>CEI Compliance Consultancy &#187; broker</title>
	<atom:link href="http://cei-compliance-limited.co.uk/blog/tag/broker/feed/" rel="self" type="application/rss+xml" />
	<link>http://cei-compliance-limited.co.uk/blog</link>
	<description>UK Financial Services Regulatory Compliance Consultancy Briefing</description>
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		<item>
		<title>Jefferies confirms Hoare Govett acquisition</title>
		<link>http://cei-compliance-limited.co.uk/blog/jefferies-confirms-hoare-govett-acquisition/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/jefferies-confirms-hoare-govett-acquisition/#comments</comments>
		<pubDate>Wed, 01 Feb 2012 20:01:13 +0000</pubDate>
		<dc:creator>greg.mcveyhiteclabs.com</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[amid-the-gloom]]></category>
		<category><![CDATA[broker]]></category>
		<category><![CDATA[gloom]]></category>
		<category><![CDATA[historic-name]]></category>
		<category><![CDATA[investment-bank]]></category>
		<category><![CDATA[take-the-broker]]></category>
		<category><![CDATA[the-broker]]></category>
		<category><![CDATA[the-gloom]]></category>
		<category><![CDATA[will-take]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/jefferies-confirms-hoare-govett-acquisition/</guid>
		<description><![CDATA[The US-based investment bank, confident of expanding amid the gloom, will take the broker’s historic name, clients and about 50 staff]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>The US-based investment bank, confident of expanding amid the gloom, will take the broker’s historic name, clients and about 50 staff</p>
<p>Follow this link:<br />
<a target="_blank" href="http://www.ft.com/cms/s/0/85639cac-4c12-11e1-b1b5-00144feabdc0.html?ftcamp=rss" title="Jefferies confirms Hoare Govett acquisition">Jefferies confirms Hoare Govett acquisition</a></p>
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		</item>
		<item>
		<title>Nomura: bank is Bhattal weary</title>
		<link>http://cei-compliance-limited.co.uk/blog/nomura-bank-is-bhattal-weary/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/nomura-bank-is-bhattal-weary/#comments</comments>
		<pubDate>Tue, 10 Jan 2012 16:27:44 +0000</pubDate>
		<dc:creator>leewerrellyahoo.com</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[ambition-over]]></category>
		<category><![CDATA[bhattal]]></category>
		<category><![CDATA[broker]]></category>
		<category><![CDATA[execution-ability]]></category>
		<category><![CDATA[its-surfeit]]></category>
		<category><![CDATA[jesse-bhattal]]></category>
		<category><![CDATA[latest]]></category>
		<category><![CDATA[the-broker]]></category>
		<category><![CDATA[the-latest]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/nomura-bank-is-bhattal-weary/</guid>
		<description><![CDATA[Jesse Bhattal, the broker’s wholesale banking chief, is the latest casualty of its surfeit of international ambition over execution ability]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>Jesse Bhattal, the broker’s wholesale banking chief, is the latest casualty of its surfeit of international ambition over execution ability</p>
<p>Read the rest here:<br />
<a target="_blank" href="http://www.ft.com/cms/s/3/7e860550-3b96-11e1-bb39-00144feabdc0.html?ftcamp=rss" title="Nomura: bank is Bhattal weary">Nomura: bank is Bhattal weary</a></p>
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		<title>Corzine counters CME chief’s testimony</title>
		<link>http://cei-compliance-limited.co.uk/blog/corzine-counters-cme-chiefs-testimony/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/corzine-counters-cme-chiefs-testimony/#comments</comments>
		<pubDate>Thu, 15 Dec 2011 21:04:44 +0000</pubDate>
		<dc:creator>lws166.co.uk</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[broker]]></category>
		<category><![CDATA[chief-executive]]></category>
		<category><![CDATA[global]]></category>
		<category><![CDATA[knew-the-broker]]></category>
		<category><![CDATA[lent-customer]]></category>
		<category><![CDATA[rebuts-the-testimony]]></category>
		<category><![CDATA[terry]]></category>
		<category><![CDATA[terry-duffy]]></category>
		<category><![CDATA[testimony]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/corzine-counters-cme-chiefs-testimony/</guid>
		<description><![CDATA[Former chief executive of MF Global rebuts the testimony of Terry Duffy, who repeated that he knew the broker-dealer lent customer funds to an affiliate]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>Former chief executive of MF Global rebuts the testimony of Terry Duffy, who repeated that he knew the broker-dealer lent customer funds to an affiliate</p>
<p>Go here to read the rest:<br />
<a target="_blank" href="http://www.ft.com/cms/s/0/5255fcec-2750-11e1-864f-00144feabdc0.html?ftcamp=rss" title="Corzine counters CME chief’s testimony">Corzine counters CME chief’s testimony</a></p>
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		<title>Corzine forced to testify to US Congress</title>
		<link>http://cei-compliance-limited.co.uk/blog/corzine-forced-to-testify-to-us-congress/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/corzine-forced-to-testify-to-us-congress/#comments</comments>
		<pubDate>Fri, 02 Dec 2011 18:22:44 +0000</pubDate>
		<dc:creator>greg.mcveyhiteclabs.com</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[broker]]></category>
		<category><![CDATA[corzine]]></category>
		<category><![CDATA[global]]></category>
		<category><![CDATA[the-broker-dealer]]></category>
		<category><![CDATA[the-causes]]></category>
		<category><![CDATA[the-former]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/corzine-forced-to-testify-to-us-congress/</guid>
		<description><![CDATA[Jon Corzine, the former head of MF Global, will be forced to attend a hearing into the causes of the broker-dealer's collapse]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>Jon Corzine, the former head of MF Global, will be forced to attend a hearing into the causes of the broker-dealer&#8217;s collapse</p>
<p>See the article here:<br />
<a target="_blank" href="http://www.ft.com/cms/s/0/ee7a3b2a-1cfa-11e1-8daf-00144feabdc0.html?ftcamp=rss" title="Corzine forced to testify to US Congress">Corzine forced to testify to US Congress</a></p>
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		<title>Primary dealers braced for tougher capital rules</title>
		<link>http://cei-compliance-limited.co.uk/blog/primary-dealers-braced-for-tougher-capital-rules/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/primary-dealers-braced-for-tougher-capital-rules/#comments</comments>
		<pubDate>Wed, 09 Nov 2011 23:16:10 +0000</pubDate>
		<dc:creator>leewerrellyahoo.com</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[after-the-broker]]></category>
		<category><![CDATA[broker]]></category>
		<category><![CDATA[daily-market]]></category>
		<category><![CDATA[fall-prompts]]></category>
		<category><![CDATA[global]]></category>
		<category><![CDATA[helping-the-fed]]></category>
		<category><![CDATA[manage-its]]></category>
		<category><![CDATA[only-two]]></category>
		<category><![CDATA[the-broker-dealer]]></category>
		<category><![CDATA[years-helping]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/primary-dealers-braced-for-tougher-capital-rules/</guid>
		<description><![CDATA[MF Global's fall prompts reassessment by US officials after the broker-dealer survived for only two years helping the Fed manage its daily market operations]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>MF Global&#8217;s fall prompts reassessment by US officials after the broker-dealer survived for only two years helping the Fed manage its daily market operations</p>
<p>Read more:<br />
<a target="_blank" href="http://www.ft.com/cms/s/0/3acc0a28-0a4d-11e1-92b5-00144feabdc0.html?ftcamp=rss" title="Primary dealers braced for tougher capital rules">Primary dealers braced for tougher capital rules</a></p>
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		<title>Recriminations fly after fall of MF Global</title>
		<link>http://cei-compliance-limited.co.uk/blog/recriminations-fly-after-fall-of-mf-global/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/recriminations-fly-after-fall-of-mf-global/#comments</comments>
		<pubDate>Mon, 31 Oct 2011 22:03:29 +0000</pubDate>
		<dc:creator>lws166.co.uk</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[after-the-broker]]></category>
		<category><![CDATA[bankruptcy-protection]]></category>
		<category><![CDATA[broker]]></category>
		<category><![CDATA[extricate-positions]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/recriminations-fly-after-fall-of-mf-global/</guid>
		<description><![CDATA[Customers and counterparties struggle to extricate positions after the broker-dealer filed for bankruptcy protection]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>Customers and counterparties struggle to extricate positions after the broker-dealer filed for bankruptcy protection</p>
<p>More here:<br />
<a target="_blank" href="http://www.ft.com/cms/s/0/8c81053a-03cc-11e1-bbc5-00144feabdc0.html?ftcamp=rss" title="Recriminations fly after fall of MF Global">Recriminations fly after fall of MF Global</a></p>
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		<title>MF Global&#8217;s future hangs in balance</title>
		<link>http://cei-compliance-limited.co.uk/blog/mf-globals-future-hangs-in-balance/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/mf-globals-future-hangs-in-balance/#comments</comments>
		<pubDate>Fri, 28 Oct 2011 21:22:48 +0000</pubDate>
		<dc:creator>georgina.warwickpetrusfinancial.co.uk</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[after-its]]></category>
		<category><![CDATA[broker]]></category>
		<category><![CDATA[its-credit]]></category>
		<category><![CDATA[over-the-week]]></category>
		<category><![CDATA[sell-the-broker]]></category>
		<category><![CDATA[shares-fell]]></category>
		<category><![CDATA[the-wake]]></category>
		<category><![CDATA[the-week]]></category>
		<category><![CDATA[two-thirds-over]]></category>
		<category><![CDATA[wake]]></category>
		<category><![CDATA[week]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/mf-globals-future-hangs-in-balance/</guid>
		<description><![CDATA[Executives fight to sell the broker-dealer after its shares fell by more than two-thirds over the week in the wake of downgrades of its credit rating]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>Executives fight to sell the broker-dealer after its shares fell by more than two-thirds over the week in the wake of downgrades of its credit rating</p>
<p>See original here:<br />
<a target="_blank" href="http://www.ft.com/cms/s/0/3842974c-0177-11e1-ae24-00144feabdc0.html?ftcamp=rss" title="MF Global's future hangs in balance">MF Global&#8217;s future hangs in balance</a></p>
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		<title>MF Global&#8217;s future hangs in balance</title>
		<link>http://cei-compliance-limited.co.uk/blog/mf-globals-future-hangs-in-balance-2/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/mf-globals-future-hangs-in-balance-2/#comments</comments>
		<pubDate>Fri, 28 Oct 2011 21:22:48 +0000</pubDate>
		<dc:creator>georgina.warwickpetrusfinancial.co.uk</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[after-its]]></category>
		<category><![CDATA[broker]]></category>
		<category><![CDATA[its-credit]]></category>
		<category><![CDATA[over-the-week]]></category>
		<category><![CDATA[sell-the-broker]]></category>
		<category><![CDATA[shares-fell]]></category>
		<category><![CDATA[the-wake]]></category>
		<category><![CDATA[the-week]]></category>
		<category><![CDATA[two-thirds-over]]></category>
		<category><![CDATA[wake]]></category>
		<category><![CDATA[week]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/mf-globals-future-hangs-in-balance-2/</guid>
		<description><![CDATA[Executives fight to sell the broker-dealer after its shares fell by more than two-thirds over the week in the wake of downgrades of its credit rating]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>Executives fight to sell the broker-dealer after its shares fell by more than two-thirds over the week in the wake of downgrades of its credit rating</p>
<p>Originally posted here:<br />
<a target="_blank" href="http://www.ft.com/cms/s/0/3842974c-0177-11e1-ae24-00144feabdc0.html?ftcamp=rss" title="MF Global's future hangs in balance">MF Global&#8217;s future hangs in balance</a></p>
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		<title>MF Global slumps 47% on unexpected loss</title>
		<link>http://cei-compliance-limited.co.uk/blog/mf-global-slumps-47-on-unexpected-loss/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/mf-global-slumps-47-on-unexpected-loss/#comments</comments>
		<pubDate>Tue, 25 Oct 2011 21:25:19 +0000</pubDate>
		<dc:creator>dmallonsybase.com</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[broker]]></category>
		<category><![CDATA[capital-position]]></category>
		<category><![CDATA[junk-status]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/mf-global-slumps-47-on-unexpected-loss/</guid>
		<description><![CDATA[Concerns about the broker-dealer's capital position and worries that its debt could be downgraded to junk status prompt sell-off]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>Concerns about the broker-dealer&#8217;s capital position and worries that its debt could be downgraded to junk status prompt sell-off</p>
<p>See the article here:<br />
<a target="_blank" href="http://www.ft.com/cms/s/75e8b628-ff13-11e0-9b2f-00144feabdc0.html?ftcamp=rss" title="MF Global slumps 47% on unexpected loss">MF Global slumps 47% on unexpected loss</a></p>
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		<title>Women Adviser Group to hold RDR events</title>
		<link>http://cei-compliance-limited.co.uk/blog/women-adviser-group-to-hold-rdr-events/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/women-adviser-group-to-hold-rdr-events/#comments</comments>
		<pubDate>Fri, 16 Sep 2011 10:11:00 +0000</pubDate>
		<dc:creator>ckc_Constantine5224email-masking.com</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[adviser]]></category>
		<category><![CDATA[broker]]></category>
		<category><![CDATA[broker-group]]></category>
		<category><![CDATA[event-on-november]]></category>
		<category><![CDATA[full-day]]></category>
		<category><![CDATA[hold-first]]></category>
		<category><![CDATA[rdr]]></category>
		<category><![CDATA[table-border]]></category>
		<category><![CDATA[women-adviser]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/women-adviser-group-to-hold-rdr-events/</guid>
		<description><![CDATA[Women Adviser and Broker Group to hold first full day event on November 3. ]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>Women Adviser and Broker Group to hold first full day event on November 3. </p>
<p><img src="http://rss.feedsportal.com/c/342/f/538951/s/1871a0ac/mf.gif" /></p>
<p>Link:<br />
<a target="_blank" href="http://rss.feedsportal.com/c/342/f/538951/s/1871a0ac/l/0L0Smoneymarketing0O0Cadviser0Enews0Cwomen0Eadviser0Egroup0Eto0Ehold0Erdr0Eevents0C10A37770A0Barticle/story01.htm" title="Women Adviser Group to hold RDR events">Women Adviser Group to hold RDR events</a></p>
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