Seven Investment Management is enabling advisers to take deposits and offer clients loans through its platform.

More:
7IM to offer advisers banking and lending functions

UK Financial Services Regulatory Compliance Consultancy Briefing
Seven Investment Management is enabling advisers to take deposits and offer clients loans through its platform.

More:
7IM to offer advisers banking and lending functions

The FSA has raised concerns about advice firms moving into the execution-only market, saying it fears some may not properly implement its disclosure requirements.

Read more here:
FSA sounds note of warning on execution-only

Santander UK’s rating has been cut one notch to A2.

Here is the original post:
Moody’s downgrades Santander UK and 16 Spanish banks

There does not appear to be any indication that the FSA is willing to accept blame.

See the original post here:
Nic Cicutti: The consumer journalist take on Arch cru

Some preferred platform deals could be in breach of RDR adviser-charging rules.

See the original post:
FSA: Preferred platform deals could fall foul of the RDR

Consultancy firm Engage Partnership is offering workshops aimed at improving advisers’ soft skills and helping them communicate their adviser-charging model to clients.

View post:
Engage launches soft skill advice workshops

Lloyd Blankfein, Kenneth Chenault, Meg Whitman, Meredith Whitney and Deepak Chopra among the other leading names on lists submitted ahead of the insider trading trial
Read more from the original source:
Buffett on list of Gupta trial witnesses

Sir David will sit on advisory board of Strategic Value Partners, which manages $4bn of assets and focuses on acquiring struggling companies’ debts
Read the original:
Ex-UKFI chief Cooksey joins hedge fund

Deferred prosecution agreements offer chance to overhaul interaction between prosecutors, defendants and judges in England and Wales
Follow this link:
Lawyers welcome US-style plea bargain plans

Facebook will vault into the ranks of top 25 most valuable public companies in the US after pricing its offering at the top of the range
Follow this link:
Facebook prices shares at $38 each

Error: Twitter did not respond. Please wait a few minutes and refresh this page.
Powered by Twitter Tools
Powered By Wordpress - Theme Provided By Free Wordpress Themes - alamancefinancial com