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If you are on notice of a regulatory visit in the near future, you may need to prepare thoroughly so that the visit goes smoothly. Most firms need help in preparation but you can find some ideas on our page http://www.cei-compliance-limited.co.uk/regulatory-visits.html

You can also get a TCF guide and idea checksheet by sending a blank email to tcfguide@cei-compliance-limited.co.uk

good Luck!

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