CEI Compliance http://cei-compliance-limited.co.uk/blog UK Financial Services Compliance Commentary Thu, 02 Sep 2010 07:12:15 +0000 http://backend.userland.com/rss092 en Can You Keep An Eye On …
http://cei-compliance-limited.co.uk/blog/can-you-keep-an-eye-on/ IFAs Fined Nearly £1M in 2010 http://cei-compliance-limited.co.uk/blog/ifas-fined-nearly-1m-in-2010/ Sesame Sets The Rules For New Advisers http://cei-compliance-limited.co.uk/blog/sesame-sets-the-rules-for-new-advisers/ Changing Face of FSA Regulatory Compliance http://cei-compliance-limited.co.uk/blog/changing-face-of-fsa-regulatory-compliance/ Regulatory Capital Concerns spurs on Clarkson Hill http://cei-compliance-limited.co.uk/blog/regulatory-capital-concerns-spurs-on-clarkson-hill/ FSMA S166 Reports Continue To Confuse Receipients http://cei-compliance-limited.co.uk/blog/fsma-s166-reports-continue-to-confuse-receipients/ Shortage of Experienced Compliance Consultants in UK http://cei-compliance-limited.co.uk/blog/shortage-of-experienced-compliance-consultants-in-uk/ FSA Regulatory Visits are increasing http://cei-compliance-limited.co.uk/blog/fsa-regulatory-visits-are-increasing/ S166 Skilled Persons Reports Likely To Increase http://cei-compliance-limited.co.uk/blog/s166-skilled-persons-reports-likely-to-increase/ Three individuals to repay FSA £115m http://cei-compliance-limited.co.uk/blog/three-individuals-to-repay-fsa-115m/