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<channel>
	<title>CEI Compliance Consultancy</title>
	<atom:link href="http://cei-compliance-limited.co.uk/blog/feed/" rel="self" type="application/rss+xml" />
	<link>http://cei-compliance-limited.co.uk/blog</link>
	<description>UK Financial Services Regulatory Compliance Consultancy Briefing</description>
	<lastBuildDate>Fri, 18 May 2012 07:38:00 +0000</lastBuildDate>
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		<item>
		<title>Pru shareholders raise concerns over pay plans</title>
		<link>http://cei-compliance-limited.co.uk/blog/pru-shareholders-raise-concerns-over-pay-plans/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/pru-shareholders-raise-concerns-over-pay-plans/#comments</comments>
		<pubDate>Fri, 18 May 2012 07:38:00 +0000</pubDate>
		<dc:creator>ckc_Constantine5224email-masking.com</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[against-the-provider]]></category>
		<category><![CDATA[annual-general]]></category>
		<category><![CDATA[executive-pay]]></category>
		<category><![CDATA[per-cent]]></category>
		<category><![CDATA[plans-at-yesterday]]></category>
		<category><![CDATA[provider]]></category>
		<category><![CDATA[prudential]]></category>
		<category><![CDATA[table-border]]></category>
		<category><![CDATA[the-provider]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/pru-shareholders-raise-concerns-over-pay-plans/</guid>
		<description><![CDATA[Around 30 per cent of Prudential shareholders voted against the provider’s executive pay plans at yesterday’s annual general meeting. ]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>Around 30 per cent of Prudential shareholders voted against the provider’s executive pay plans at yesterday’s annual general meeting. </p>
<p><img src="http://rss.feedsportal.com/c/342/f/538951/s/1f77c34c/mf.gif" /></p>
<p>More:<br />
<a target="_blank" href="http://rss.feedsportal.com/c/342/f/538951/s/1f77c34c/l/0L0Smoneymarketing0O0Cpensions0Cpru0Eshareholders0Eraise0Econcerns0Eover0Epay0Eplans0C10A51630A0Barticle/story01.htm" title="Pru shareholders raise concerns over pay plans">Pru shareholders raise concerns over pay plans</a></p>
<div class="bblitz_prefix"><a href="http://cei-compliance-limited.co.uk/blog">Join Our Blog </a></div>]]></content:encoded>
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		</item>
		<item>
		<title>7IM to offer advisers banking and lending functions</title>
		<link>http://cei-compliance-limited.co.uk/blog/7im-to-offer-advisers-banking-and-lending-functions/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/7im-to-offer-advisers-banking-and-lending-functions/#comments</comments>
		<pubDate>Fri, 18 May 2012 07:30:00 +0000</pubDate>
		<dc:creator>morven.griersons4plc.co.uk</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[clients-loans]]></category>
		<category><![CDATA[enabling-advisers]]></category>
		<category><![CDATA[investment]]></category>
		<category><![CDATA[seven-investment]]></category>
		<category><![CDATA[table-border]]></category>
		<category><![CDATA[take-deposits]]></category>
		<category><![CDATA[through-its]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/7im-to-offer-advisers-banking-and-lending-functions/</guid>
		<description><![CDATA[Seven Investment Management is enabling advisers to take deposits and offer clients loans through its platform. ]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>Seven Investment Management is enabling advisers to take deposits and offer clients loans through its platform. </p>
<p><img src="http://rss.feedsportal.com/c/342/f/538951/s/1f77c34d/mf.gif" /></p>
<p>More:<br />
<a target="_blank" href="http://rss.feedsportal.com/c/342/f/538951/s/1f77c34d/l/0L0Smoneymarketing0O0Cwrap0Eand0Etechnology0C7im0Eto0Eoffer0Eadvisers0Ebanking0Eand0Elending0Efunctions0C10A515550Barticle/story01.htm" title="7IM to offer advisers banking and lending functions">7IM to offer advisers banking and lending functions</a></p>
<div class="bblitz_prefix"><a href="http://cei-compliance-limited.co.uk/blog">Join Our Blog </a></div>]]></content:encoded>
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		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>FSA sounds note of warning on execution-only</title>
		<link>http://cei-compliance-limited.co.uk/blog/fsa-sounds-note-of-warning-on-execution-only/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/fsa-sounds-note-of-warning-on-execution-only/#comments</comments>
		<pubDate>Fri, 18 May 2012 07:30:00 +0000</pubDate>
		<dc:creator>Speechless</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[advice-firms]]></category>
		<category><![CDATA[execution]]></category>
		<category><![CDATA[fears-some]]></category>
		<category><![CDATA[fsa]]></category>
		<category><![CDATA[its-disclosure]]></category>
		<category><![CDATA[may-not]]></category>
		<category><![CDATA[properly-implement]]></category>
		<category><![CDATA[saying-it-fears]]></category>
		<category><![CDATA[table-border]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/fsa-sounds-note-of-warning-on-execution-only/</guid>
		<description><![CDATA[The FSA has raised concerns about advice firms moving into the execution-only market, saying it fears some may not properly implement its disclosure requirements. ]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>The FSA has raised concerns about advice firms moving into the execution-only market, saying it fears some may not properly implement its disclosure requirements. </p>
<p><img src="http://rss.feedsportal.com/c/342/f/538951/s/1f77c34f/mf.gif" /></p>
<p>Read more here:<br />
<a target="_blank" href="http://rss.feedsportal.com/c/342/f/538951/s/1f77c34f/l/0L0Smoneymarketing0O0Cwrap0Eand0Etechnology0Cfsa0Esounds0Enote0Eof0Ewarning0Eon0Eexecution0Eonly0C10A516140Barticle/story01.htm" title="FSA sounds note of warning on execution-only">FSA sounds note of warning on execution-only</a></p>
<div class="bblitz_prefix"><a href="http://cei-compliance-limited.co.uk/blog">Join Our Blog </a></div>]]></content:encoded>
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		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>Moody&#8217;s downgrades Santander UK and 16 Spanish banks</title>
		<link>http://cei-compliance-limited.co.uk/blog/moodys-downgrades-santander-uk-and-16-spanish-banks/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/moodys-downgrades-santander-uk-and-16-spanish-banks/#comments</comments>
		<pubDate>Fri, 18 May 2012 07:29:00 +0000</pubDate>
		<dc:creator>Speechless</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[been-cut]]></category>
		<category><![CDATA[one-notch]]></category>
		<category><![CDATA[table-border]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/moodys-downgrades-santander-uk-and-16-spanish-banks/</guid>
		<description><![CDATA[Santander UK’s rating has been cut one notch to A2. ]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>Santander UK’s rating has been cut one notch to A2. </p>
<p><img src="http://rss.feedsportal.com/c/342/f/538951/s/1f77c351/mf.gif" /></p>
<p>Here is the original post:<br />
<a target="_blank" href="http://rss.feedsportal.com/c/342/f/538951/s/1f77c351/l/0L0Smoneymarketing0O0Cmortgages0Cmoodys0Edowngrades0Esantander0Euk0Eand0E160Espanish0Ebanks0C10A516280Barticle/story01.htm" title="Moody's downgrades Santander UK and 16 Spanish banks">Moody&#8217;s downgrades Santander UK and 16 Spanish banks</a></p>
<div class="bblitz_prefix"><a href="http://cei-compliance-limited.co.uk/blog">Join Our Blog </a></div>]]></content:encoded>
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		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>Nic Cicutti: The consumer journalist take on Arch cru</title>
		<link>http://cei-compliance-limited.co.uk/blog/nic-cicutti-the-consumer-journalist-take-on-arch-cru/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/nic-cicutti-the-consumer-journalist-take-on-arch-cru/#comments</comments>
		<pubDate>Fri, 18 May 2012 07:00:00 +0000</pubDate>
		<dc:creator>Leemcmanusyahoo.com</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[does-not]]></category>
		<category><![CDATA[fsa]]></category>
		<category><![CDATA[table-border]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/nic-cicutti-the-consumer-journalist-take-on-arch-cru/</guid>
		<description><![CDATA[There does not appear to be any indication that the FSA is willing to accept blame. ]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>There does not appear to be any indication that the FSA is willing to accept blame. </p>
<p><img src="http://rss.feedsportal.com/c/342/f/538971/s/1f77c3fe/mf.gif" /></p>
<p>See the original post here:<br />
<a target="_blank" href="http://rss.feedsportal.com/c/342/f/538971/s/1f77c3fe/l/0L0Smoneymarketing0O0Cadviser0Enews0Cnic0Ecicutti0Ethe0Econsumer0Ejournalist0Etake0Eon0Earch0Ecru0C10A5150A40Barticle/story01.htm" title="Nic Cicutti: The consumer journalist take on Arch cru">Nic Cicutti: The consumer journalist take on Arch cru</a></p>
<div class="bblitz_prefix"><a href="http://cei-compliance-limited.co.uk/blog">Join Our Blog </a></div>]]></content:encoded>
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		</item>
		<item>
		<title>FSA: Preferred platform deals could fall foul of the RDR</title>
		<link>http://cei-compliance-limited.co.uk/blog/fsa-preferred-platform-deals-could-fall-foul-of-the-rdr/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/fsa-preferred-platform-deals-could-fall-foul-of-the-rdr/#comments</comments>
		<pubDate>Fri, 18 May 2012 07:00:00 +0000</pubDate>
		<dc:creator>dmallonsybase.com</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[fsa]]></category>
		<category><![CDATA[preferred-platform]]></category>
		<category><![CDATA[rdr]]></category>
		<category><![CDATA[table-border]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/fsa-preferred-platform-deals-could-fall-foul-of-the-rdr/</guid>
		<description><![CDATA[Some preferred platform deals could be in breach of RDR adviser-charging rules. ]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>Some preferred platform deals could be in breach of RDR adviser-charging rules. </p>
<p><img src="http://rss.feedsportal.com/c/342/f/538951/s/1f772252/mf.gif" /></p>
<p>See the original post:<br />
<a target="_blank" href="http://rss.feedsportal.com/c/342/f/538951/s/1f772252/l/0L0Smoneymarketing0O0Cwrap0Eand0Etechnology0Cfsa0Epreferred0Eplatform0Edeals0Ecould0Efall0Efoul0Eof0Ethe0Erdr0C10A515960Barticle/story01.htm" title="FSA: Preferred platform deals could fall foul of the RDR">FSA: Preferred platform deals could fall foul of the RDR</a></p>
<div class="bblitz_prefix"><a href="http://cei-compliance-limited.co.uk/blog">Join Our Blog </a></div>]]></content:encoded>
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		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>Engage launches soft skill advice workshops</title>
		<link>http://cei-compliance-limited.co.uk/blog/engage-launches-soft-skill-advice-workshops/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/engage-launches-soft-skill-advice-workshops/#comments</comments>
		<pubDate>Fri, 18 May 2012 07:00:00 +0000</pubDate>
		<dc:creator>dmallonsybase.com</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[adviser]]></category>
		<category><![CDATA[aimed-at-improving]]></category>
		<category><![CDATA[engage]]></category>
		<category><![CDATA[engage-partnership]]></category>
		<category><![CDATA[improving-advisers]]></category>
		<category><![CDATA[offering-workshops]]></category>
		<category><![CDATA[soft-skills]]></category>
		<category><![CDATA[table-border]]></category>
		<category><![CDATA[their-adviser-charging]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/engage-launches-soft-skill-advice-workshops/</guid>
		<description><![CDATA[Consultancy firm Engage Partnership is offering workshops aimed at improving advisers’ soft skills and helping them communicate their adviser-charging model to clients. ]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>Consultancy firm Engage Partnership is offering workshops aimed at improving advisers’ soft skills and helping them communicate their adviser-charging model to clients. </p>
<p><img src="http://rss.feedsportal.com/c/342/f/538951/s/1f772253/mf.gif" /></p>
<p>View post:<br />
<a target="_blank" href="http://rss.feedsportal.com/c/342/f/538951/s/1f772253/l/0L0Smoneymarketing0O0Cadviser0Enews0Cengage0Elaunches0Esoft0Eskill0Eadvice0Eworkshops0C10A5150A20Barticle/story01.htm" title="Engage launches soft skill advice workshops">Engage launches soft skill advice workshops</a></p>
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		<item>
		<title>Buffett on list of Gupta trial witnesses</title>
		<link>http://cei-compliance-limited.co.uk/blog/buffett-on-list-of-gupta-trial-witnesses/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/buffett-on-list-of-gupta-trial-witnesses/#comments</comments>
		<pubDate>Thu, 17 May 2012 22:59:36 +0000</pubDate>
		<dc:creator>lws166.co.uk</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[blankfein]]></category>
		<category><![CDATA[deepak]]></category>
		<category><![CDATA[insider]]></category>
		<category><![CDATA[kenneth]]></category>
		<category><![CDATA[kenneth-chenault]]></category>
		<category><![CDATA[lists-submitted]]></category>
		<category><![CDATA[lloyd-blankfein]]></category>
		<category><![CDATA[meredith]]></category>
		<category><![CDATA[meredith-whitney]]></category>
		<category><![CDATA[names-on-lists]]></category>
		<category><![CDATA[other-leading]]></category>
		<category><![CDATA[the-insider]]></category>
		<category><![CDATA[whitman]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/buffett-on-list-of-gupta-trial-witnesses/</guid>
		<description><![CDATA[Lloyd Blankfein, Kenneth Chenault, Meg Whitman, Meredith Whitney and Deepak Chopra among the other leading names on lists submitted ahead of the insider trading trial]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>Lloyd Blankfein, Kenneth Chenault, Meg Whitman, Meredith Whitney and Deepak Chopra among the other leading names on lists submitted ahead of the insider trading trial</p>
<p>Read more from the original source:<br />
<a target="_blank" href="http://www.ft.com/cms/s/0/5314b38e-a069-11e1-88e6-00144feabdc0.html?ftcamp=published_links/rss/companies_financial-services/feed//product" title="Buffett on list of Gupta trial witnesses">Buffett on list of Gupta trial witnesses</a></p>
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		<item>
		<title>Ex-UKFI chief Cooksey joins hedge fund</title>
		<link>http://cei-compliance-limited.co.uk/blog/ex-ukfi-chief-cooksey-joins-hedge-fund/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/ex-ukfi-chief-cooksey-joins-hedge-fund/#comments</comments>
		<pubDate>Thu, 17 May 2012 22:10:28 +0000</pubDate>
		<dc:creator>Speechless</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[acquiring-struggling]]></category>
		<category><![CDATA[advisory-board]]></category>
		<category><![CDATA[david]]></category>
		<category><![CDATA[focuses-on-acquiring]]></category>
		<category><![CDATA[partners]]></category>
		<category><![CDATA[strategic]]></category>
		<category><![CDATA[strategic-value]]></category>
		<category><![CDATA[will-sit]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/ex-ukfi-chief-cooksey-joins-hedge-fund/</guid>
		<description><![CDATA[Sir David will sit on advisory board of Strategic Value Partners, which manages $4bn of assets and focuses on acquiring struggling companies’ debts]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>Sir David will sit on advisory board of Strategic Value Partners, which manages $4bn of assets and focuses on acquiring struggling companies’ debts</p>
<p>Read the original:<br />
<a target="_blank" href="http://www.ft.com/cms/s/0/e9501d7c-a04e-11e1-88e6-00144feabdc0.html?ftcamp=published_links/rss/companies_financial-services/feed//product" title="Ex-UKFI chief Cooksey joins hedge fund">Ex-UKFI chief Cooksey joins hedge fund</a></p>
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		<item>
		<title>Lawyers welcome US-style plea bargain plans</title>
		<link>http://cei-compliance-limited.co.uk/blog/lawyers-welcome-us-style-plea-bargain-plans/</link>
		<comments>http://cei-compliance-limited.co.uk/blog/lawyers-welcome-us-style-plea-bargain-plans/#comments</comments>
		<pubDate>Thu, 17 May 2012 20:39:44 +0000</pubDate>
		<dc:creator>greg.mcveyhiteclabs.com</dc:creator>
				<category><![CDATA[Mumbles]]></category>
		<category><![CDATA[agreements-offer]]></category>
		<category><![CDATA[between-prosecutors]]></category>
		<category><![CDATA[financial services news]]></category>
		<category><![CDATA[overhaul-interaction]]></category>
		<category><![CDATA[wales]]></category>

		<guid isPermaLink="false">http://cei-compliance-limited.co.uk/blog/lawyers-welcome-us-style-plea-bargain-plans/</guid>
		<description><![CDATA[Deferred prosecution agreements offer chance to overhaul interaction between prosecutors, defendants and judges in England and Wales]]></description>
			<content:encoded><![CDATA[<div class="bblitz_prefix">Another Article</div><p>Deferred prosecution agreements offer chance to overhaul interaction between prosecutors, defendants and judges in England and Wales</p>
<p>Follow this link:<br />
<a target="_blank" href="http://www.ft.com/cms/s/0/cc0ff0c8-a041-11e1-88e6-00144feabdc0.html?ftcamp=published_links/rss/world_uk_business/feed//product" title="Lawyers welcome US-style plea bargain plans">Lawyers welcome US-style plea bargain plans</a></p>
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