Archive for September, 2009

MCA warns that many financial services firms are ill equipped to respond to new regulation

Posted by Speechless - September 28th, 2009 - No Comments  
Published in Mumbles

Another Article  The MCA also calls on the authorities to move as quickly as possible to secure an improved and stable regulatory environment, as this is a key ingredient needed for the return of trust and confidence to the sector.  The New Landscape for Financial Services identifies the key challenges facing financial services firms in [...]

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New Model Compliance Consultancy in the UK

Posted by Speechless - September 28th, 2009 - No Comments  
Published in Mumbles

Another ArticleWith a bitter taste in my mouth I had suddenly come to realise that the consultancy work I was providing for agencies and consultancies, was being charged out for vastly inflated amounts: sometimes up to 200% over and above the rate I was being paid. My initial thoughts are unprintable and I can see that [...]

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Mortgage Network CEO Banned by UK FSA

Posted by Speechless - September 1st, 2009 - No Comments  
Published in Mumbles

Another ArticleSteven Moorley, CEO of Premier Network Group (PNG) , has had his approval removed by the FSA citing that he lacked competence and capability saying that Moorley failed to manage and control the network of mortgage brokers. It added that he also failed to ensure the network properly handled complaints, that PNG failed to submit complete and [...]

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  • Trailer trash May 19, 2010
    A reader contacted me recently about a problem he encountered with a policy he has with Scottish Widows. It was an FSAVC plan he took out some 20 years ago He opted for the with profits fund, and arranged it all through his IFA on a fee basis, so no commission was paid on the […]
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    As the general election campaign gets in to full swing, those of us who have been there before can only painfully watch the amateurish, but dangerous, antics of the key players. Britain as a nation is in serious economic trouble, even if the outgoing chancellor, Alistair Darling, is by far the best pick of a bad […]
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    It’s not often when your profession and your pastime cross paths, but for me exactly that has happened. Not long ago the people at Artemis asked me if I wanted to ride in the Artemis Highland 100, a charity cycling event that incorporates both on and off road riding in an even centered on Loch Tay […]
  • Options for brokers to help FTBs: Graham Felstead April 7, 2010
    The difficulties facing first-time buyers as they strive to secure their first home have been well documented. However, recent signs indicate that their prospects could be about to improve. For instance, research published by Zoopla, showed that affordability was at a seven-year high, with historically low interest rates and house price falls being cited as […]

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